OverView |
The flowchart shows an outline of procedure
under utility model system of Korea
After a utility model application is filed with
KIPO, a utility model right is granted through
various steps
The Korean utility model system is characterized
by : |
|
⒜
⒝
⒞
⒟ |
First-to-File Rule :
Examination on Basic Requirements for Quick
Registration
Request for Technical Evaluation
Decision of Revocation or Maintenance through
Technical Evaluation |
|
Filing an Application |
|
Ⅰ) Applicant |
|
Either the deviser of an device
or his or her assignee can file a utility model
application for the device with KIPO.
The
applicant may be either a natural person or a
juristic person. |
|
Ⅱ) Documents Required |
|
A person who desires to obtain a
utility model must submit to the commissioner of
KIPO the following documents: |
|
⒜ |
an application stating the name and address
of the deviser and the applicant(including the
name of a representative,
if the applicant is a
juristic person), the date of submission, the
title of the device, and priority date
(if the
right of priority is claimed): |
|
⒝ |
a specification setting forth the following
matters:
the title of the device: a brief description of
drawings(if any): a detailed description of the
device: and claim(s): |
|
⒞ |
drawing(s), |
|
⒟ |
an abstract: |
|
⒠ |
if the right of priority is claimed, the
priority document which is a certified copy of
the priority application together
with its
Korean translation: and |
|
⒡ |
a power of attorney, if necessary. |
|
Ⅲ) Claim of Priority |
|
In order to enjoy the priority right, an
application should be filed with KIPO within 1
year from the earliest filing date
of the
priority application. The priority document
above mentioned may be submitted within one year
and four months
from the priority date. If the
priority document is not submitted within that
period of time, the claim of priority will
become
null and void. |
|
Formality Examination |
When utility model application is submitted to
KIPO, it is checked that all requirements
necessary to accord the application
a filing
date have been satisfied, Under the Article 7(1)
of the Enforcement Regulation of Utility Model
Law, in any of the
following instances
the
application will be returned to the submitter
without any application number being assigned
there to
and will be treated
as if it had never
been submitted: |
|
⒜ |
the kind of the application is not clear; |
|
⒝ |
the name or address of a person(or juristic
person) who is initiating the procedure is not
described; |
|
⒞ |
the application is not written in Korean; |
|
⒟ |
Where the application is not accompanied by
the specification/claims or drawings |
|
⒠ |
Where the application is submitted, by a
person who has no address or place of business
in the Republic of Korea,
without using an agent
in the Republic of Korea. |
|
Once the application has satisfied the
requirements, KIPO assigns an application number
and examines as to whether or
not other
formality requirements under Utility Model Law
have been met, if KIPO discovers that a document
or information is
missing, such as a power of
attorney or the name of the representative of a
juristic person, it will issue a notice of
amendment requesting the applicant to supplement
the missing data, within the specified time
limit. The applicant may
obtain an extension of
the designated time period.
If the applicant does not comply with such a
request with in the designated or any extended
period, application will be
nullified
and then
considered as having never been filled. |
|
Basic Requirements Examination |
Because there is no substantive examination
concerning novelty, inventive step and
industrial applicability under the
non-examination system, there will be
examination of the basic requirements to avoid
and eliminate minimum irrational
elements in the
application before registration.
At the stage of examination of basic
requirements the following items are examined |
|
⒜ |
Where the device is not related to the shape
or structure of an article or a combination of
articles |
|
⒝ |
Unregistrable Devices
ㆍ Devices which are identical or similar to the
notional flay or decorations
ㆍ Devices liable to contravene public order or
morality or to injure the public health |
|
⒞ |
Drafting of claims |
|
⒟ |
Unity of utility model application |
|
⒠ |
Whether the essential parts of the
description or drawings has been included in the
application or whether the
description is
evidently unclear |
|
Basic Requirements Examination is done in each
procedural step. |
|
Registration |
The examiner shall request registration of the
utility model application promptly of no lacks
concerning the basic
requirements can be found,
but not before two month from the filing date.
The reason for that is the same as in the case
for the invalidation procedure. |
|
Technical Evaluation |
Technical evaluation is different from the
substantive examination in patent. Because the
subject matter is already
registered in the
system before technical evaluation, technical
evaluation can be requested for each claim while
request
of the substantive examination should be
requested for all claims.
Therefore the examiner shall only make
registration maintenance decision or
registration revocation decision for those
claims which are requested.
If technical evaluation is requested not for all
claims and there are reasons of revocation for a
part of claims, only those
claims are revoked.
And for those claims where there is no reason of
revocation, registration maintenance decision is
made
by the examiner. Each claim which is
requested must technically evaluated, in case of
registration revocation decision
the reasons
shall be written as for the case of ruling of
refusal.
Technical evaluation can be requested by the
applicant, owner, exclusive licensee,
non-exclusive licensee,
interested
party and
examiner of the KIPO.
Technical evaluation can be requested by the
applicant, owner, exclusive licensee,
non-exclusive licensee,
interested party and
examiner of the KIPO.
Technical evaluation can be requested at any
time after the filing date. Even if the term of
utility model right has expired,
technical
evaluation can be requested when a interest of
request exists.
- Requested for registration maintenance
decision.
For a utility model to be received maintenance
decision of registration.
It should not fall into any of the categories
prescribed in Article 25(1) of the utility model
law
- Registration revocation decision
If the Examiner finds a ground for revocation of
a registration utility model, a notice of
preliminary revocation shall be issued;
and the
applicant will be given an opportunity to submit
a response to the preliminary revocation with a
time limit designated
by the examiner, Such time
limit is extendable upon the request for an
extension by the applicant.
In responding to the preliminary revocation the
applicant may file an argument with an
correction to the specification
and/or claims.
If the examiner determines that the argument is
without merit and the ground for revocation has
not been
overcome, he or she will issue a notice
of revocation of registration utility model. |
|
A dual application |
The applicant who has first filed a patent
application has the opportunity to file for the
same technical feature an utility model
application and establish a right for it without
abandoning the patent application. On the other
hand, the applicant
who has first filed utility
model application and wishes to prolong the term
of duration of right has the opportunity to file
a patent
application and at the same execute his
right based on the utility model.
The applicant must be the same as the applicant
of the original application. The decision
whether the both applicants are
identical
follows the usual procedure for similar cases.
Dual application can be filed at the following
dates. First, it can be filed at the filing date
of the patent application. Second,
after filing
the patent application and before the reception
of decision to grant a patent or within 30 days
from the date of
reception of ruling of refusal.
And finally, within 1 year from the date of
registration of the utility model application
dual
application can be filed.
But if the original application is an
international patent application, the following
special provisions will be applied to the
application. |
|
⒜ |
Dual application is possible if fees
prescribed in article 82(1) of patent law is
paid and the translation prescribed in
article
201(1) of patent law is submitted. |
|
⒝ |
Dual application is possible after the
decision that the international patent
application has turned to be a patent
application prescribed in article 214 of patent
law . |
|
- Non-admittance of Double patenting
It shall be noted that double patenting of
patent and utility model is not allowed under
the dual application system.
Therefore when the
utility model is firstly registered(after about
3 months) and then the patent is granted, the
applicant
must abandon the utility model in
order to register the patent or abandon the
patent and maintain the registered utility
model.
Double patenting is a reason for opposition
procedure or trial of invalidation but not for
registration cancellation decision
by technical
evaluation. This is because the reason for
registration cancellation decision by technical
evaluation is restricted
to the reasons for
registration requirement at filing(with the
exception of matters concerning right capacity). |