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After a patent application is filed with the
KIPO, a patent right is granted through various
steps.
The Korean Patent system is characterized
by: |
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⒜
⒝
⒞
⒟ |
First-to-File Rule;
Publication of Unexamined Application;
Request for Examination; and
Post-grant Opposition System |
The procedures for registering a utility model
are same as that of patent except for some
notification periods. |
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Filing an Application |
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Ⅰ) Applicant |
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Either the inventor of an
invention or his assignee can file a patent
application for the invention with KIPO.
The
applicant may be either a natural person or a
juristic person. |
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Ⅱ) Documents Required |
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A person who desires to obtain a
patent must submit to the Commissioner of KIPO
the following documents: |
|
⒜ |
an application stating the name and address
of the inventor and the applicant (including the
name of a
representative, if applicable, the
date of submission, the title of the invention,
and priority data
(if the right of priority is
claimed); |
|
⒝ |
a specification setting forth the following
matters: the title of the invention; a brief
description of drawings
(if any); a detailed
description of the invention; and claim(s); |
|
⒞ |
drawing(s), if any; |
|
⒟ |
an abstract; |
|
⒠ |
the priority document which is a certified
copy of the priority application together with
its Korean translation
if the right of priority
is claimed; and |
|
⒡ |
a power of attorney, if necessary. |
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Ⅲ) Claim of Priority |
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In order to enjoy the priority right, an
application should be filed in the KIPO within 1
year from the filing date
of the priority application(priority date). The priority
document above mentioned may be submitted within
one year
and four months from the priority date.
If the priority document is not submitted within
that period of time, the claim
of priority will
be considered not to have been claimed. |
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Formality Examination |
When a patent application is submitted to KIPO,
it is checked to ensure that all requirements
necessary to accord the
application a filing
date have been satisfied. Under the Article
11(1) of the Enforcement Regulation of the
Patent Act,
Falling in any of the following
instances the application will be returned to
the submitter without any application number
being assigned thereto and will be treated as if
it had not been submitted: |
|
⒜ |
where the kind of the application is not
clear; |
|
⒝ |
where the name or address of a person (or
juristic person) who is initiating the
application procedure
(i.e. the applicant) is
not described; |
|
⒞ |
where the application is not written in
Korean; |
|
⒟ |
where the application is not accompanied by
the specification/claims or drawings
(only for
inventions directed
to articles); or |
|
⒠ |
where the application is submitted, by a
person who has no address or place of business
in the Republic of Korea,
without using an agent
in the Republic of Korea. |
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Once the application has been satisfied with the
requirements, KIPO assigns an application number
and examines
as to whether or not other
formality requirements under the Patent Act have
been met. If KIPO discovers that a document
or
information is missing, such as power of
attorney or the name of the representative of
the juristic person,
it will issue a notice of
amendment requesting the applicant to supplement
the missing data, within the specified time
limit.
The applicant may request an extension of
the designated time period.
If the applicant does not comply with such a
request until the time limit, the patent
application will be considered
not to have been
filed. |
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Publication of the Application |
Applications that have not yet been published
will be automatically laid-open in the official
gazette called "Patent Laid-open
Gazette" after
18 months from the filing date in the Republic
of Korea or, if the right of priority is claimed
from an earlier
foreign filing, from the
priority date.
The laid-open publication may be made, upon the
request of the applicant, prior to the eighteen
month period.
This will provide an earlier
protection to a patent application which is
being infringed.
Once a patent application has been laid-open,
any documents relating to the application are
made available for public
inspection.
Furthermore, any person may submit to the
Commissioner of KIPO information relevant to the
patentability of the
invention concerned
together with any supporting evidence.
The Patent Act offers a special legal effect
upon a laid-open patent application: under
Article 65(1), if the applicant
sends a warning
letter to an alleged infringer after his
application has been laid-open, any subsequent
computation of
a reasonable amount of
compensation will be reckoned from the date when
the infringer receives the warning letter.
The
compensation, however, can be collected only
upon the publication (for opposition after the
substantive examination)
of the patent
application. |
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Substantial Examination |
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Ⅰ) Request for Examination |
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A patent application will be
taken up for examination only if a request for
examination is made either by the applicant
or
by any interested party within 5 years from the
filing date of the application. If no request
for examination is made
within this five-year
period, the patent application is deemed to have
been withdrawn. Once a request for examination
has
been duly filed, it cannot be withdrawn. A
patent application is taken up for examination
in the order of filing the request
for
examination therefore. |
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Ⅱ) Requirement for Registration |
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For a patent to be registered
under the Patent Law, it should meet the
following requirements; |
|
⒜ |
It should fall under the definition of
invention under the Patent Law |
|
⒝ |
It should have Novelty, Industrial
Applicability, and Inventive Step |
|
⒞ |
It should not fall into any of the
categories of unregistable patent prescribed in
Article 38 of Patent Act. |
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Rejection |
If a examiner finds a ground for rejection of a
patent application, a notice of preliminary
rejection will be issued;
and the applicant
will
be given an opportunity to submit a response to
the preliminary rejection within the time limit
designated by the examiner.
Such time limit is
extendable to the request for an extension by
the applicant.
In responding to the preliminary rejection, the
applicant may file an argument with or without
an amendment to the
specification
and/or claims.
If the examiner determines that the argument is
without merit and the ground for rejection
has
not been overcome,
he will issue a notice of
final rejection of the patent application. |
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Registration |
When a patent applicant receives a notice of
decision to grant a patent he should pay, as a
registration fee,
the first 3 years'
annuities
within 3 months from the date of receipt of such
notice.
In case he fails to pay the registration fee
within the three-month period the registration
can still be made by
paying twice
the usual fee
within 6 months after the expiration of the
three-month period.
Therefore, if the
registration fee is not paid within 9 months
from the date of receipt of a notice of decision
to grant a patent,
the patent
application will
be deemed to have been abandoned. |
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Publication and Post-grant Opposition |
In order to ensure the prompt granting of a
right, the Pre-grant Opposition System was
abolished and the Post-grant
Opposition
System
has been implemented since July 1, 1997.
Where the examiners finds no grounds for refusal
of a patent application, KIPO publishes the
patent registration
after the patent
applicant
pays the registration fee. Once a patent has
been published in the Patent Registration
Gazette,
any person may file an opposition
against the registration of the patent within 3
months from the
publication date. |
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Appeal and Trial |
The applicant may lodge an appeal against the
examiner's final rejection within 30 days from
the date of receipt
of the notice
of final
rejection. Any party which doubts the validity
of a right may request a trial for invalidation
of patent.
Such appeal and trial procedure are conducted in
the Industrial Property Tribunal which was
established by
merging the former
Trial Board
and Appeal Board as of March 1, 1998 in KIPO.
The Industrial Property Tribunal's decision may
be appealed to the Patent Court which was also
established
as an appellate
level court and has
been operating from March 1, 1998.
An appeal against the Patent Court's decision
may be reviewed by the Supreme Court. |